Welcome to Richwell Partners
We provide regulatory compliance support to firms authorised and regulated by the Financial Conduct Authority in the UK. We work with firms providing investment management and advisory services to professional investors.
We assist with:
FCA Authorisation Applications
Regulatory Compliance Consultancy and Support
Compliance Task Management Systems and Outsource Services
Regulatory Projects: Compliance Reviews and Training
Richwell is a small, independent, owner-managed business. Our success is built on long term relationships with specialist investment firms in the UK, all Authorised and Regulated by the Financial Conduct Authority.
Richwell services are:
Tailored to specific client needs
Delivered directly by senior compliance experts
Structured to encourage full use of our support without additional cost
We offer the combination of:
FCA Compliance Consultancy and Support (subject to a flexible retained engagement)
Our Richwell Online Compliance System (ROCS) for compliance task management, document management and compliance
Regulatory Project work - FCA Applications, Compliance Reviews, Training (fixed fee)